CPGF SOX - Advanced (Level 4-5)

Overview

This is the Level 4-5 tier of the SOX Policy Package. It delivers the full maturity policy structure at RPMM Levels 4-5 (Advanced) including Foundational and Intermediate content plus quantitative management, continuous improvement triggers, executive reporting schedules, exception governance, and advanced control statements suitable for Level 4-5 organizations.

What Is Inside

The package covers Section 302 certifications, Section 404 internal control over financial reporting (ICFR), Section 409 timely disclosure, and Section 906 criminal certifications plus SOX IT General Controls (ITGC) for access, change, operations, and data integrity.

Who Buys This Package

SOX is designed for publicly traded US companies and their foreign private issuers.

CPGF Governance Built In

Every policy passes the 72-check CPGF audit engine before delivery: structural checks, control coverage, cross-reference integrity, framework mapping accuracy, metadata completeness, and RPMM tier compliance.

Format and Delivery

All documents delivered as fully editable Microsoft Word (.docx) files with framework version stamped in the header. You customize organization name, systems, and environment-specific details. Delivered within minutes via secure email after checkout and e-signature acceptance.

Framework Alignment

PCAOB AS 2201 and COSO 2013 framework alignment.